Responsibilities:

Financial Management & Reporting:

• Oversee financial planning, budgeting, forecasting, and reporting processes.
• Prepare accurate monthly, quarterly, and annual financial statements.
• Monitor cash flow, profitability, and cost efficiency across the firm.
• Ensure adherence to IFRS and internal financial controls.

Regulatory Compliance & Governance:

• Ensure full compliance with regulations set by the Securities and Exchange Commission (SEC).
• Liaise with regulators on filings, reporting obligations, and audits.
• Maintain up-to-date knowledge of SEC rules, guidelines, and market developments.
• Support the company’s licensing, registration, and ongoing compliance requirements.

Investment & Financial Instruments:

• Demonstrate strong management and knowledge of financial instruments, including: Equities, fixed securities, and treasury instruments; mutual funds, ETFs, and alternative investments
• Derivatives and structured products (where applicable)
• Provide financial insights to support investment decision-making.
• Work closely with investment and dealing teams to evaluate portfolio performance.

AUM Growth Strategy:

• Develop and implement financial strategies to support the growth of Assets Under Management (AUM).
• Identify new revenue opportunities, product development ideas, and client segments.
• Support capital raising initiatives, investor relations, and business development efforts.
• Analyse market trends and competitor positioning to guide strategic expansion.

Risk Management & Internal Controls:

• Establish and maintain robust financial and operational risk controls.
• Monitor exposure to market, liquidity, and credit risks.
• Ensure strong internal audit processes and compliance culture.

Leadership & Stakeholder Engagement:

• Collaborate with senior management on strategic planning and execution.
• Provide financial advisory support to business units.
• Manage and mentor junior finance staff where applicable

HNI Relationship Management:

• Support the management and retention of High Net Worth Individual (HNI) clients through timely and accurate reporting.
• Collaborate with other members of staff to deliver tailored financial solutions aligned with client objectives.
• Assist in capital-raising efforts by supporting engagement with prospective HNI investors.
• Identify opportunities to deepen client relationships and contribute to AUM growth through cross-selling and product alignment.

Requirements:

• Bachelor’s degree in Accounting, Finance, Economics, or related field.
• Further education is an advantage
• ACA, ACCA, and CFA professional qualifications are an added advantage.
• Minimum 5 years of progressive financial leadership experience.
• Experience in the Nigerian Financial Markets sector, preferably brokerage and asset management.
• Strong knowledge of Nigerian capital markets, SEC regulations, and financial reporting standards (IFRS).
• SEC Sponsorship is an added advantage.
• Demonstrable proficiency in preparing financial statements
• Demonstrated experience in strategic financial planning, capital raising, and managing investor relations.
• Strong Capability with and preference for technology-based information solutions.
• Proven track record in building and leading high-performing finance and investment teams.